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The U.S. Securities and Exchange Commission (SEC) requires various types of filings from investment firms, and other entities to promote transparency and protect investors. Some common SEC filings include:

  • Form 13-F (Security Holdings Disclosure)
  • Form SHO (13f-2) (Short Positions and Activity Disclosure)
  • Form N-PX (Proxy Voting Record)
  • Form N-CEN
  • Form N-CSR
  • Tailored Shareholder Reports
  • Form 497
  • Form 485BPOS
  • Summary Prospectus

    • These are just a few examples of common SEC filings. The specific forms a company needs to submit can vary depending on its size, structure, and activities. It's essential for companies to understand their obligations and meet filing deadlines to maintain compliance with SEC regulations.

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    Copyright © Advanced Computer Innovations, Inc., 2025 Last updated 2025-02-12 EDGAR® and SEC® are trademarks of the U.S. Securities and Exchange Commission. Advanced Computer Innovations, Inc.’s products and services are not affiliated with or approved by the U.S. Securities and Exchange Commission.

    SEC EDGAR Filing Services - Investment Management

    Institutional Investment Managers and Registered Management Investment Companies are required to file various types of reports with the SEC to provide timely and comprehensive information to investors and the public, and must adhere to specific filing deadlines and requirements as mandated by the SEC. Some of the key reports include: • Form 13-F (Security Holdings Quarterly Report): Institutional investment managers that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F quarterly. This form discloses their equity holdings and must be filed within 45 days of the end of each quarter. It provides the SEC and the public with information about the investment manager's stock holdings. • Form SHO (Short Positions and Activity Disclosure Monthly Report): Pursuant to Rule 13f-2, Institutional Investment Managers that meet certain reporting thresholds must disclose certain short position and activity data by filing Form SHO on EDGAR. This form must be filed electronically within 14 calendar days after the end of each calendar month. • Form N-PX (Proxy Voting Record Annual Report): Registered Management Investment Companies and Institutional Investment Managers must disclose their proxy voting record by filing SEC Form N-PX on EDGAR. This form must be filed electronically, no later than August 31 of each year, containing data for the most recent 12-month period ended June 30. • Form 497: This form is used by mutual funds and other investment companies to file definitive materials, such as prospectuses and statements of additional information. It is filed when funds make changes to key investor information documents or when they issue certain types of sales literature. • Form 485BPOS: This form is an amendment filed by registered investment companies to update a prospectus for a mutual fund or similar investment product. This filing is used for post-effective amendments to a prospectus, ensuring that all material information is up-to-date and accurate. • Form N-PORT: Registered funds, other than money market funds and small business investment companies, use this form to report portfolio- wide and position-level holdings data monthly. This is a more detailed form that replaced Form N-Q and is not public monthly; however, every third month's report is publicly accessible. • Form N-CEN: Registered investment companies. must file this form annualy. It gathers census-type information and replaces Form N-SAR, detailing various aspects of the fund’s operations and affiliations over the previous year • Form 13E-3: This form is filed in conjunction with a transaction that results in a company's delisting from a public stock exchange. It is typically filed by the issuer, its affiliates, and certain other entities involved in a "going private" transaction. It must provide detailed information regarding the transaction's fairness and financial aspects. • Form 24F-2: Registered investment companies must file this form annually, reporting the number of shares they have sold or that have been redeemed during the year. This form also calculates the registration fees due based on these sales. • Form N-CSR and Form N-Q (Mutual Fund Reports): Mutual funds registered with the SEC are required to file Form N-CSR (Certified Shareholder Report) and Form N-Q (Quarterly Schedule of Portfolio Holdings) to provide information about their financial holdings and performance, including Tailored Shareholder Reports. Most of these filings require conversion of documents to properly formatted EDGAR filings, as well as inline XBRL tagging of the cover page, financial statements, notes, and possibly other disclosures. You can bank on our expertise and experience to handle your filings with unparalleled quality, lightning-fast responsiveness, budget-friendly pricing, and expert XBRL proficiency. With years of proven expertise, we ensure your filings meet the highest standards of accuracy, compliance, and presentation, and help you meet critical deadlines while showcasing your financial data with accurate and error-free XBRL tagging. Trust us as your dedicated partner for all your SEC filing needs, where quality and affordability converge effortlessly. Contact us now to discover how our SEC EDGAR Filing Services can empower you and save you money like never before. Were only a phone call/text (585-310-1740) or email away!
    SEC EDGAR Filing Agent and EDGAR Filing Service for SEC Filings
    Investment Management Filings
    edgarfiling.acii.com
    a division of Advanced Computer Innovations, Inc. 70 Office Park Way • Pittsford, NY 14534-1746 (USA) Phone: or text: 585-310-1740 • Email: click here
    Copyright © Advanced Computer Innovations, Inc., 2025 Last updated 2025-02-12 EDGAR® and SEC® are trademarks of the U.S. Securities and Exchange Commission. Advanced Computer Innovations, Inc.’s products and services are not affiliated with or approved by the U.S. Securities and Exchange Commission.

    SEC EDGAR Filing Services - Investment Management

    Institutional Investment Managers and Registered Management Investment Companies are required to file various types of reports with the SEC to provide timely and comprehensive information to investors and the public, and must adhere to specific filing deadlines and requirements as mandated by the SEC. Some of the key reports include: • Form 13-F (Security Holdings Quarterly Report): Institutional investment managers that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F quarterly. This form discloses their equity holdings and must be filed within 45 days of the end of each quarter. It provides the SEC and the public with information about the investment manager's stock holdings. • Form SHO (Short Positions and Activity Disclosure Monthly Report): Pursuant to Rule 13f-2, Institutional Investment Managers that meet certain reporting thresholds must disclose certain short position and activity data by filing Form SHO on EDGAR. This form must be filed electronically within 14 calendar days after the end of each calendar month. • Form N-PX (Proxy Voting Record Annual Report): Registered Management Investment Companies and Institutional Investment Managers must disclose their proxy voting record by filing SEC Form N-PX on EDGAR. This form must be filed electronically, no later than August 31 of each year, containing data for the most recent 12-month period ended June 30. • Form 497: This form is used by mutual funds and other investment companies to file definitive materials, such as prospectuses and statements of additional information. It is filed when funds make changes to key investor information documents or when they issue certain types of sales literature. • Form 485BPOS: This form is an amendment filed by registered investment companies to update a prospectus for a mutual fund or similar investment product. This filing is used for post-effective amendments to a prospectus, ensuring that all material information is up-to-date and accurate. • Form N-PORT: Registered funds, other than money market funds and small business investment companies, use this form to report portfolio-wide and position-level holdings data monthly. This is a more detailed form that replaced Form N-Q and is not public monthly; however, every third month's report is publicly accessible. • Form N-CEN: Registered investment companies. must file this form annualy. It gathers census- type information and replaces Form N-SAR, detailing various aspects of the fund’s operations and affiliations over the previous year • Form 13E-3: This form is filed in conjunction with a transaction that results in a company's delisting from a public stock exchange. It is typically filed by the issuer, its affiliates, and certain other entities involved in a "going private" transaction. It must provide detailed information regarding the transaction's fairness and financial aspects. • Form 24F-2: Registered investment companies must file this form annually, reporting the number of shares they have sold or that have been redeemed during the year. This form also calculates the registration fees due based on these sales. • Form N-CSR and Form N-Q (Mutual Fund Reports): Mutual funds registered with the SEC are required to file Form N-CSR (Certified Shareholder Report) and Form N-Q (Quarterly Schedule of Portfolio Holdings) to provide information about their financial holdings and performance, including Tailored Shareholder Reports. Most of these filings require conversion of documents to properly formatted EDGAR filings, as well as inline XBRL tagging of the cover page, financial statements, notes, and possibly other disclosures. You can bank on our expertise and experience to handle your filings with unparalleled quality, lightning-fast responsiveness, budget- friendly pricing, and expert XBRL proficiency. With years of proven expertise, we ensure your filings meet the highest standards of accuracy, compliance, and presentation, and help you meet critical deadlines while showcasing your financial data with accurate and error-free XBRL tagging. Trust us as your dedicated partner for all your SEC filing needs, where quality and affordability converge effortlessly. Contact us now to discover how our SEC EDGAR Filing Services can empower you and save you money like never before. Were only a phone call/text (585-310-1740) or email away!
    SEC EDGAR Filing Agent and EDGAR Filing Service for SEC Filings
    Investment Management Filings
    edgarfiling.acii.com
    a division of Advanced Computer Innovations, Inc. 70 Office Park Way • Pittsford, NY 14534-1746 (USA) Phone: or text: 585-310-1740 • Email: click here
    Copyright © Advanced Computer Innovations, Inc., 2025 Last updated 2025-02-12 EDGAR® and SEC® are trademarks of the U.S. Securities and Exchange Commission. Advanced Computer Innovations, Inc.’s products and services are not affiliated with or approved by the U.S. Securities and Exchange Commission.

    SEC EDGAR Filing Services -

    Investment Management

    Institutional Investment Managers and Registered Management Investment Companies are required to file various types of reports with the SEC to provide timely and comprehensive information to investors and the public, and must adhere to specific filing deadlines and requirements as mandated by the SEC. Some of the key reports include: • Form 13-F (Security Holdings Quarterly Report): Institutional investment managers that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F quarterly. This form discloses their equity holdings and must be filed within 45 days of the end of each quarter. It provides the SEC and the public with information about the investment manager's stock holdings. • Form SHO (Short Positions and Activity Disclosure Monthly Report): Pursuant to Rule 13f-2, Institutional Investment Managers that meet certain reporting thresholds must disclose certain short position and activity data by filing Form SHO on EDGAR. This form must be filed electronically within 14 calendar days after the end of each calendar month. • Form N-PX (Proxy Voting Record Annual Report): Registered Management Investment Companies and Institutional Investment Managers must disclose their proxy voting record by filing SEC Form N-PX on EDGAR. This form must be filed electronically, no later than August 31 of each year, containing data for the most recent 12-month period ended June 30. • Form 497: This form is used by mutual funds and other investment companies to file definitive materials, such as prospectuses and statements of additional information. It is filed when funds make changes to key investor information documents or when they issue certain types of sales literature. • Form 485BPOS: This form is an amendment filed by registered investment companies to update a prospectus for a mutual fund or similar investment product. This filing is used for post-effective amendments to a prospectus, ensuring that all material information is up-to-date and accurate. • Form N-PORT: Registered funds, other than money market funds and small business investment companies, use this form to report portfolio-wide and position-level holdings data monthly. This is a more detailed form that replaced Form N-Q and is not public monthly; however, every third month's report is publicly accessible. • Form N-CEN: Registered investment companies. must file this form annualy. It gathers census-type information and replaces Form N-SAR, detailing various aspects of the fund’s operations and affiliations over the previous year • Form 13E-3: This form is filed in conjunction with a transaction that results in a company's delisting from a public stock exchange. It is typically filed by the issuer, its affiliates, and certain other entities involved in a "going private" transaction. It must provide detailed information regarding the transaction's fairness and financial aspects. • Form 24F-2: Registered investment companies must file this form annually, reporting the number of shares they have sold or that have been redeemed during the year. This form also calculates the registration fees due based on these sales. • Form N-CSR and Form N-Q (Mutual Fund Reports): Mutual funds registered with the SEC are required to file Form N-CSR (Certified Shareholder Report) and Form N-Q (Quarterly Schedule of Portfolio Holdings) to provide information about their financial holdings and performance, including Tailored Shareholder Reports. Most of these filings require conversion of documents to properly formatted EDGAR filings, as well as inline XBRL tagging of the cover page, financial statements, notes, and possibly other disclosures. You can bank on our expertise and experience to handle your filings with unparalleled quality, lightning-fast responsiveness, budget-friendly pricing, and expert XBRL proficiency. With years of proven expertise, we ensure your filings meet the highest standards of accuracy, compliance, and presentation, and help you meet critical deadlines while showcasing your financial data with accurate and error-free XBRL tagging. Trust us as your dedicated partner for all your SEC filing needs, where quality and affordability converge effortlessly. Contact us now to discover how our SEC EDGAR Filing Services can empower you and save you money like never before. Were only a phone call/text (585-310-1740) or email away!
    SEC EDGAR Filing Agent and EDGAR Filing Service for SEC Filings